Hedge funds and higher moment portfolio selection

dc.contributor.advisorVan Rensburg, Paul
dc.contributor.authorBergh, Gregory
dc.date.accessioned2024-06-20T12:41:24Z
dc.date.available2024-06-20T12:41:24Z
dc.date.issued2005
dc.date.updated2024-06-20T12:11:43Z
dc.description.abstractRecent studies by Amin and Kat (2001) and Lo (2001) show that, notwithstanding the central limit theorem, the returns of several hedge fund indices exhibit distributional characteristics inconsistent with normality. In this context, this study empirically compares the Markowitz (1952) mean-variance optimisation technique with a higher moment methodology recently proposed by Davies, Kat and Lu (2005). It extends the methodology to optimise portfolios without a unity-variance constraint. In addition, this study augments the application of Davies et al (2005) beyond that of fund of hedge fund portfolio construction to also incorporate the traditional asset classes of equities, bonds and cash. The descriptive statistics show that hedge fund strategies of Fixed Income Arbitrage and EventDriven while displaying low volatility, also exhibit latent higher moment risk in their negative skewness and high kurtosis. These two higher moments collectively suggest an increase in the probability of extreme adverse returns to the investor that is not revealed in traditional mean-variance analysis. Confirming the findings of Amin and Kat (2001) and Lo (2002), Jarque-Bera tests find that only two out of the fourteen hedge fund indices used in this study are normal at the 5% level. Applying Markowitz (1952) mean-variance portfolio selection to an array of published hedge fund indices produces portfolios with higher ex-post returns but nai've exposure to undesirable higher moment risks. When the higher moments of hedge fund index return distribution are accounted for in the portfolio optimisation algorithm, the resultant portfolios have improved diversification and higher moment statistics. This study confirms the findings of Davies, Kat and Lu (2003) and Feldman, Chen and Goda (2002) that Global Macro and Equity Market-Neutral strategies are crucial constituents in a fund of hedge funds portfolio. When comparing optimised multi-asset class portfolios including an allocation to hedge funds, the results show that mean-variance optimisation overallocates to the hedge fund class on the basis of its high reward to volatility ratio. The higher moment optimised portfolios all outperform the mean-variance comparatives when evaluated on an Omega function basis. More generally, the results suggest that when assembling portfolios that include hedge funds, higher-order optimisation makes a meaningful difference to portfolio composition.
dc.identifier.apacitationBergh, G. (2005). <i>Hedge funds and higher moment portfolio selection</i>. (). ,Faculty of Commerce ,School of Management Studies. Retrieved from http://hdl.handle.net/11427/39995en_ZA
dc.identifier.chicagocitationBergh, Gregory. <i>"Hedge funds and higher moment portfolio selection."</i> ., ,Faculty of Commerce ,School of Management Studies, 2005. http://hdl.handle.net/11427/39995en_ZA
dc.identifier.citationBergh, G. 2005. Hedge funds and higher moment portfolio selection. . ,Faculty of Commerce ,School of Management Studies. http://hdl.handle.net/11427/39995en_ZA
dc.identifier.ris TY - Thesis / Dissertation AU - Bergh, Gregory AB - Recent studies by Amin and Kat (2001) and Lo (2001) show that, notwithstanding the central limit theorem, the returns of several hedge fund indices exhibit distributional characteristics inconsistent with normality. In this context, this study empirically compares the Markowitz (1952) mean-variance optimisation technique with a higher moment methodology recently proposed by Davies, Kat and Lu (2005). It extends the methodology to optimise portfolios without a unity-variance constraint. In addition, this study augments the application of Davies et al (2005) beyond that of fund of hedge fund portfolio construction to also incorporate the traditional asset classes of equities, bonds and cash. The descriptive statistics show that hedge fund strategies of Fixed Income Arbitrage and EventDriven while displaying low volatility, also exhibit latent higher moment risk in their negative skewness and high kurtosis. These two higher moments collectively suggest an increase in the probability of extreme adverse returns to the investor that is not revealed in traditional mean-variance analysis. Confirming the findings of Amin and Kat (2001) and Lo (2002), Jarque-Bera tests find that only two out of the fourteen hedge fund indices used in this study are normal at the 5% level. Applying Markowitz (1952) mean-variance portfolio selection to an array of published hedge fund indices produces portfolios with higher ex-post returns but nai've exposure to undesirable higher moment risks. When the higher moments of hedge fund index return distribution are accounted for in the portfolio optimisation algorithm, the resultant portfolios have improved diversification and higher moment statistics. This study confirms the findings of Davies, Kat and Lu (2003) and Feldman, Chen and Goda (2002) that Global Macro and Equity Market-Neutral strategies are crucial constituents in a fund of hedge funds portfolio. When comparing optimised multi-asset class portfolios including an allocation to hedge funds, the results show that mean-variance optimisation overallocates to the hedge fund class on the basis of its high reward to volatility ratio. The higher moment optimised portfolios all outperform the mean-variance comparatives when evaluated on an Omega function basis. More generally, the results suggest that when assembling portfolios that include hedge funds, higher-order optimisation makes a meaningful difference to portfolio composition. DA - 2005 DB - OpenUCT DP - University of Cape Town KW - Management Studies LK - https://open.uct.ac.za PY - 2005 T1 - Hedge funds and higher moment portfolio selection TI - Hedge funds and higher moment portfolio selection UR - http://hdl.handle.net/11427/39995 ER - en_ZA
dc.identifier.urihttp://hdl.handle.net/11427/39995
dc.identifier.vancouvercitationBergh G. Hedge funds and higher moment portfolio selection. []. ,Faculty of Commerce ,School of Management Studies, 2005 [cited yyyy month dd]. Available from: http://hdl.handle.net/11427/39995en_ZA
dc.language.rfc3066eng
dc.publisher.departmentSchool of Management Studies
dc.publisher.facultyFaculty of Commerce
dc.subjectManagement Studies
dc.titleHedge funds and higher moment portfolio selection
dc.typeThesis / Dissertation
dc.type.qualificationlevelMasters
dc.type.qualificationlevelMasters
Files
Original bundle
Now showing 1 - 1 of 1
Loading...
Thumbnail Image
Name:
thesis_com_2005_bergh gregory.pdf
Size:
7.18 MB
Format:
Adobe Portable Document Format
Description:
License bundle
Now showing 1 - 1 of 1
Loading...
Thumbnail Image
Name:
license.txt
Size:
1.72 KB
Format:
Item-specific license agreed upon to submission
Description:
Collections