Accounting for roll-over risk in the pricing of caps and floors

dc.contributor.advisorBackwell, Alex
dc.contributor.authorVidima, Sizwe
dc.date.accessioned2023-02-23T11:20:47Z
dc.date.available2023-02-23T11:20:47Z
dc.date.issued2022
dc.date.updated2023-02-21T07:27:53Z
dc.description.abstractThe peak of the global financial crisis necessitated practitioners to rethink the single curve approach to pricing interest-rate derivatives. This was as a result of a violation in spot-forward parity relationships thereby prompting markets to realise the presence of a new type of risk and subsequently the need for a multi-curve pricing framework. The roll-over risk framework is one that accounts for liquidity constraints and default risk thereby providing a cogent explanation for the spotforward parity violation that led to the need for multiple curves. The primary objective of this work is to price XIBOR-based caps and floors under a framework which accounts for roll-over risk. This reformulation of interest-rate derivatives is achieved using Fourier Transform methods as well as Monte Carlo simulations for comparison. We found that the results obtained using the two approaches were comparable even though the two methods are different in nature. This agreement in prices is compelling evidence that the computations are correct.
dc.identifier.apacitationVidima, S. (2022). <i>Accounting for roll-over risk in the pricing of caps and floors</i>. (). ,Faculty of Commerce ,African Institute of Financial Markets and Risk Management. Retrieved from http://hdl.handle.net/11427/37033en_ZA
dc.identifier.chicagocitationVidima, Sizwe. <i>"Accounting for roll-over risk in the pricing of caps and floors."</i> ., ,Faculty of Commerce ,African Institute of Financial Markets and Risk Management, 2022. http://hdl.handle.net/11427/37033en_ZA
dc.identifier.citationVidima, S. 2022. Accounting for roll-over risk in the pricing of caps and floors. . ,Faculty of Commerce ,African Institute of Financial Markets and Risk Management. http://hdl.handle.net/11427/37033en_ZA
dc.identifier.ris TY - Master Thesis AU - Vidima, Sizwe AB - The peak of the global financial crisis necessitated practitioners to rethink the single curve approach to pricing interest-rate derivatives. This was as a result of a violation in spot-forward parity relationships thereby prompting markets to realise the presence of a new type of risk and subsequently the need for a multi-curve pricing framework. The roll-over risk framework is one that accounts for liquidity constraints and default risk thereby providing a cogent explanation for the spotforward parity violation that led to the need for multiple curves. The primary objective of this work is to price XIBOR-based caps and floors under a framework which accounts for roll-over risk. This reformulation of interest-rate derivatives is achieved using Fourier Transform methods as well as Monte Carlo simulations for comparison. We found that the results obtained using the two approaches were comparable even though the two methods are different in nature. This agreement in prices is compelling evidence that the computations are correct. DA - 2022_ DB - OpenUCT DP - University of Cape Town KW - Mathematical Finance LK - https://open.uct.ac.za PY - 2022 T1 - Accounting for roll-over risk in the pricing of caps and floors TI - Accounting for roll-over risk in the pricing of caps and floors UR - http://hdl.handle.net/11427/37033 ER - en_ZA
dc.identifier.urihttp://hdl.handle.net/11427/37033
dc.identifier.vancouvercitationVidima S. Accounting for roll-over risk in the pricing of caps and floors. []. ,Faculty of Commerce ,African Institute of Financial Markets and Risk Management, 2022 [cited yyyy month dd]. Available from: http://hdl.handle.net/11427/37033en_ZA
dc.language.rfc3066eng
dc.publisher.departmentAfrican Institute of Financial Markets and Risk Management
dc.publisher.facultyFaculty of Commerce
dc.subjectMathematical Finance
dc.titleAccounting for roll-over risk in the pricing of caps and floors
dc.typeMaster Thesis
dc.type.qualificationlevelMasters
dc.type.qualificationlevelMPhil
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