Leveraging smart contracts to mitigate off-taker risk in the Virtual Wheeling system

dc.contributor.advisorDavids, Allan
dc.contributor.advisorKanjere, Julian
dc.contributor.authorStapelberg, Johannes Stephanus
dc.date.accessioned2026-07-27T11:57:53Z
dc.date.available2026-07-27T11:57:53Z
dc.date.issued2026
dc.date.updated2026-07-27T11:56:39Z
dc.description.abstractThe South African energy market is undergoing a fundamental shift toward renewable energy integration. In response to supply constraints and the global focus on sustainability, Eskom has proposed and is in the process of developing the Virtual Wheeling system, enabling independent power producers (IPPs) to sell energy via energy buyers– intermediaries matching off-taker energy requirements with IPP capacity– to off-takers through Eskom's grid infrastructure. While this system presents significant opportunities to open the energy market, foster competition, and accelerate renewable energy adoption, it also introduces risks for off-takers. These risks stem from the requirement for off-takers to continue paying their traditional electricity bills while simultaneously settling accounts with IPPs for alternative energy supply. The refunding process, which offsets the off-takers' double payment, follows a sequential payment process: first, distributors– typically municipalities– settle their Eskom bill. Eskom then calculates refunds and allocates funds to energy buyers. Finally, energy buyers allocate refunds proportionally to each off-taker in its portfolio, and ultimately off-takers are reimbursed. Any default in this process could jeopardise the entire system, while delays or estimations in refund calculations could impose temporary financial burdens on off-takers, discouraging participation and limiting the overall success of the system. This study explores the potential of blockchain-based smart contracts to address off-taker risks by automating the reconciliation and settlement of energy transactions within the Virtual Wheeling system. A prototype smart contract is developed to automatically calculate fees for each stakeholder and allocate funds in a single transaction upon off-taker payment, streamlining the multistep refunding process. The proposed system not only mitigates inherent process risks, but also enhances efficiency, transparency and trust in the Virtual Wheeling system. The research methodology includes a risk assessment of the current Virtual Wheeling system, the design and development of a smart contract prototype and the evaluation of its effectiveness in mitigating identified risks. The findings indicate that blockchain-enabled automation could significantly reduce default risks, enhance cash flow certainty for off-takers, and improve overall trust in the Virtual Wheeling system. However, regulatory challenges, interoperability with legacy infrastructure and scalability considerations remain critical factors for widespread adoption. This study contributes to the growing body of research on blockchain applications in energy markets and provides practical insights into how decentralised technologies can improve financial resilience in billing and settlement processes.
dc.identifier.apacitationStapelberg, J. S. (2026). <i>Leveraging smart contracts to mitigate off-taker risk in the Virtual Wheeling system</i>. (). University of Cape Town ,Faculty of Commerce ,School of Economics. Retrieved from http://hdl.handle.net/11427/43675en_ZA
dc.identifier.chicagocitationStapelberg, Johannes Stephanus. <i>"Leveraging smart contracts to mitigate off-taker risk in the Virtual Wheeling system."</i> ., University of Cape Town ,Faculty of Commerce ,School of Economics, 2026. http://hdl.handle.net/11427/43675en_ZA
dc.identifier.citationStapelberg, J.S. 2026. Leveraging smart contracts to mitigate off-taker risk in the Virtual Wheeling system. . University of Cape Town ,Faculty of Commerce ,School of Economics. http://hdl.handle.net/11427/43675en_ZA
dc.identifier.ris TY - Thesis / Dissertation AU - Stapelberg, Johannes Stephanus AB - The South African energy market is undergoing a fundamental shift toward renewable energy integration. In response to supply constraints and the global focus on sustainability, Eskom has proposed and is in the process of developing the Virtual Wheeling system, enabling independent power producers (IPPs) to sell energy via energy buyers– intermediaries matching off-taker energy requirements with IPP capacity– to off-takers through Eskom's grid infrastructure. While this system presents significant opportunities to open the energy market, foster competition, and accelerate renewable energy adoption, it also introduces risks for off-takers. These risks stem from the requirement for off-takers to continue paying their traditional electricity bills while simultaneously settling accounts with IPPs for alternative energy supply. The refunding process, which offsets the off-takers' double payment, follows a sequential payment process: first, distributors– typically municipalities– settle their Eskom bill. Eskom then calculates refunds and allocates funds to energy buyers. Finally, energy buyers allocate refunds proportionally to each off-taker in its portfolio, and ultimately off-takers are reimbursed. Any default in this process could jeopardise the entire system, while delays or estimations in refund calculations could impose temporary financial burdens on off-takers, discouraging participation and limiting the overall success of the system. This study explores the potential of blockchain-based smart contracts to address off-taker risks by automating the reconciliation and settlement of energy transactions within the Virtual Wheeling system. A prototype smart contract is developed to automatically calculate fees for each stakeholder and allocate funds in a single transaction upon off-taker payment, streamlining the multistep refunding process. The proposed system not only mitigates inherent process risks, but also enhances efficiency, transparency and trust in the Virtual Wheeling system. The research methodology includes a risk assessment of the current Virtual Wheeling system, the design and development of a smart contract prototype and the evaluation of its effectiveness in mitigating identified risks. The findings indicate that blockchain-enabled automation could significantly reduce default risks, enhance cash flow certainty for off-takers, and improve overall trust in the Virtual Wheeling system. However, regulatory challenges, interoperability with legacy infrastructure and scalability considerations remain critical factors for widespread adoption. This study contributes to the growing body of research on blockchain applications in energy markets and provides practical insights into how decentralised technologies can improve financial resilience in billing and settlement processes. DA - 2026 DB - OpenUCT DP - University of Cape Town KW - renewable energy KW - Virtual Wheeling LK - https://open.uct.ac.za PB - University of Cape Town PY - 2026 T1 - Leveraging smart contracts to mitigate off-taker risk in the Virtual Wheeling system TI - Leveraging smart contracts to mitigate off-taker risk in the Virtual Wheeling system UR - http://hdl.handle.net/11427/43675 ER - en_ZA
dc.identifier.urihttp://hdl.handle.net/11427/43675
dc.identifier.vancouvercitationStapelberg JS. Leveraging smart contracts to mitigate off-taker risk in the Virtual Wheeling system. []. University of Cape Town ,Faculty of Commerce ,School of Economics, 2026 [cited yyyy month dd]. Available from: http://hdl.handle.net/11427/43675en_ZA
dc.language.rfc3066eng
dc.publisher.departmentSchool of Economics
dc.publisher.facultyFaculty of Commerce
dc.publisher.institutionUniversity of Cape Town
dc.subjectrenewable energy
dc.subjectVirtual Wheeling
dc.titleLeveraging smart contracts to mitigate off-taker risk in the Virtual Wheeling system
dc.typeThesis / Dissertation
dc.type.qualificationlevelMasters
dc.type.qualificationlevelMPhil
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